
Transparency in Postwar France
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1.22.20 |
Symposium Introduction
Transparency in Postwar France is Stefanos Geroulanos’s second book-length contribution to the intellectual history of twentieth-century France. His previous work, An Atheism That Is Not Humanist Emerges in French Thought (2010)—also published with Stanford University Press’s Cultural Memory in the Present series—had charted the rise of a specifically French brand of anti-humanism through critiques of both secular and theological valorizations of the human subject (in the work of Koyré, Kojève, Blanchot, Levinas, Sartre, Merleau-Ponty, Hyppolite, and others). Starting from the interwar period, this earlier work offered a prehistory of the anti-humanist tropes that came to dominate postwar French thought, challenging familiar and overly simplistic stories of a clash between phenomenology and structuralism and of the emergence of so-called “post-structuralism.” In this new and equally groundbreaking study, Geroulanos deepens and extends this picture for the second half of this periodic arc. The displacement of subjective foundations—evinced in affirmations of the radical finitude and non-essence of human existence in An Atheism—is here supplemented, and further decentered, by what the author identifies as multiple forms of mediation, alterity, and complexity. These range from post-liberation experiences of the black market, public health, and policing to the reception of cybernetics and the discovery of DNA, from developments in ethnography and documentary cinema to the prodigious outputs of figures such as Canguilhem, Lévi-Strauss, Foucault, Derrida, Leroi-Gourhan, and Lefort. As the book shows, these forms worked to disturb notions of transparency, presence, and identity associated with the more traditional cultural and ideological bases of French society at the time.
Despite its titular focus, therefore, Transparency in Postwar France irradiates a wider intellectual force field where thinkers, authors, discourses, artefacts, and practices can be seen as engaged in a continual contestation and renegotiation of the fundamental norms and ideals of the period. The approach of the book—which a broadly chronological framework arranges into a series of diverse but connected episodes—reflects the interdisciplinary and composite nature of its object. Tracing a “disparate, incremental, recursive, or convulsive” conceptual history (10) and proceeding “in rhizomatic rather than linear fashion” (23), the book moves between philosophy, anthropology, psychology, sociology, biology, linguistics, literature, and the visual arts—alongside material, technical, and institutional phenomena presented not merely as “contexts” but as “texts” in their own right, as themselves embodying the crucial epistemic and ontological assumptions at issue in these debates. As Geroulanos notes, “transparency” figures as a “phantom concept” (21) structuring a whole constellation of related concepts and counterconcepts beyond any individual intention or statement. Its history can be neither contained as the history of a single term nor abstracted in the formulation of a stable or unitary concept. This is suggested by the proliferation of overlapping positions and ideas—instances of “separation, others, obstruction, heterogeneity, doubts, masks, ambiguity, dialectical remainders, abnormality” (12)—marking numerous sites of resistance to the ideals of transparency.
The originality of the book lies not only in the breath of the material and the diversity of its examples. It also traces the outlines of a paradoxical set of gestures, oscillating between the critique of transparency as an ideal and a reality. Thus, what emerges is at times an attempt to expose transparency as an ideological sham or mere surface effect serving to dissimulate power structures and codes which determine various kinds of signifying and social processes. Other times, this claim against transparency takes much stronger form and involves outright denials of its ontological and epistemological reality, alongside affirmations of an ethical and political register reclaiming the “non-transparent” as an irreducible but positive element that frustrates attempts to homogenize or totalize physical, organic, technical, psychic, and collective being.
On this score, we get a sense of the multiple challenges that the Cartesian and positivist heritages faced in twentieth-century France: from new scientific theories and paradigms that looked beyond the reach of conscious experience; the disruption of everyday life brought about by the rapid development in urban spaces, social infrastructure, as well as in the domestic sphere with the arrival of new media and technologies; the decentering of individual and collective identities that resulted from the experiences of war and decolonization; disenchantment with the universalist ideals of the republic and republican citizenship and anxiety over the epistemic norms underpinning new forms of governmentality, bureaucratic management, surveillance, and totalitarian domination; not to mention the lasting influence of modernist, avant-garde, literary, and aesthetic treatments of experience, language, and representation as scenes of fragmentation and dispersal.
These trends saw a gradual reversal in the 1980s and 1990s, when the values of transparency were reappropriated in the broad realignment of the political and cultural left that accompanied France’s transition to market liberalism. As a “critical history of the present,” this is where Transparency in Postwar France invites us to reflect on the ambiguous status of the concept within contemporary discourse: deployed as a buzzword by liberal centrists and Silicon Valley data giants, it also demarcates a space to confront state, military, and corporate abuses of power—as recent memories of the War on Terror connect with present concerns over the public and private corruption of Western democracies. Indeed, such a critical history offers no simple answers as to how to orient oneself intellectually in the present. Rather, it helps to highlight the force the idea of transparency still has in shaping our understanding of ourselves and the world. As the following responses demonstrate, its future remains contested.
1.29.20 |
Response
Minor Concept, Major Insights?
Transparency in Postwar France is a work of great ambition that proposes a novel interpretation of the history of French thought from 1945 to 1975 and, for intellectual historians, a new method of inquiry. Stefanos Geroulanos approaches the historical period he sets out to study from a new angle: at the center of his analysis is the minor, according to him even “phantom”-like concept of “transparency” (as well as several other terms related to it such as “perception,” “self,” “other,” “objectivity,” “norm,” “representation,” and “information”). He examines the writings and debates of major figures of French or Francophone thought, focusing on philosophy (Louis Althusser, Georges Canguilhem, Jacques Derrida, Michel Foucault, Claude Lefort, Jean-François Lyotard, Maurice Merleau-Ponty, Jean-Paul Sartre), the sciences humaines (Henri Lefebvre, Michel Leiris, André Leroi-Gourhan, Claude Lévi-Strauss, Jacques Lacan, Jean Rouch), literature and literary theory (Georges Bataille, Jean Starobinski), and cinema.
Opacity in French Thought
Even though “transparency” was not considered a genuinely philosophical concept in twentieth-century French thought (and still is not today), charting the textual traces it has left behind sheds new light not only on the ontological and epistemological debates of the period, but also on a number of political and ethical controversies of the postwar era. Geroulanos shows that mistrust of transparency and Enlightenment ideals more generally was in fact common among many French intellectuals. From Sartre’s Being and Nothingness (1943) to Derrida’s Of Grammatology (1967) and Lyotard’s Postmodern Condition (1979), opacity—in the relation between self and world, self and self, and self and others—and otherness—as a constitutive element of the formation of the self and of culture—emerged as key themes, first barely discernible, then more and more prominent, theorized and celebrated in equal measure.
This development took multiple forms and came in successive waves. By the mid-1950s, the term “transparency” had entered philosophical vocabulary, most notably in the writings of Sartre and Merleau-Ponty. Over the decade that followed, the idea of a transparent self was dismissed as a relic of the conceptual past. It was fashionable to take Descartes and Rousseau to task for their philosophical naiveté. Structuralism provided a new language of theory, locating the symbolic at the crucial interface between consciousness and its relation to the world and others. From the mid-1960s, theories of information and complexity, in tandem with Derrida’s deconstruction, profoundly transformed prevailing conceptions of communication. In the wake of 1968, the critique of transparency took on a more politicized hue, as in the case of Lefort, who linked it to “totalitarianism,” or Foucault, who excavated the “panoptic” logic at work in prisons and social life.
In fact, Geroulanos emphasizes that throughout the period denouncing transparency as an illusion almost always contained a political charge. The late 1940s were already characterized by a profound crisis of confidence in the “other,” a result of the devastation of the war, the experience of occupation, the memory of the heroic clandestine activity of the resistance, and the omnipresence of the black market as an indispensable means for securing survival in the aftermath of the conflict. With economic planning and the series of postwar trials aiming to purge French institutions of Vichy collaborators known as the épuration, the ideal of transparency nonetheless informed a whole range of postwar state actions. The state, however, came under sustained attack in May ’68, a revolt galvanized by the freewheeling anarchist zeitgeist, preceded by the critique of Stalinism and followed by the condemnation of the gulag system. By contrast, the 1980s saw a resurgent optimism about the state’s anticipatory and transformative capacities and ushered in a defense of economic and administrative modernization. Not for nothing did glasnost, the demand for democratic “transparency” in the Soviet Union, become a watchword of the decade. Yet over the last twenty years critical voices have once again expressed concern about the political implications of transparency as imposed by the state and technology companies, which enforces social control, increases surveillance and extends (while privatizing) the panoptic regime through information networks and social media. In this context, Transparency in Postwar France could be read, as the author himself suggests, as a necessary and overdue investigation into the history of unease about transparency. The book paves the way for a rediscovery of earlier critiques of this supposed ideal and their potential political uses for our present. Geroulanos challenges the idea, widespread today, that the rise of neoliberal capitalism is intrinsically linked to unprecedented contemporary calls for greater transparency. As he demonstrates, entreaties of this sort are anything but new; demands for more transparency were widely discussed as early as the mid-twentieth century.
Geroulanos’s research revolves around close readings of twenty-two “entangled microhistories” encompassing a vast array of domains: ontology, the philosophy of perception, natural science, psychology and psychoanalysis, theories of alienation, Marxist debates, film (cinéma vérité, the Nouvelle Vague), ethnology and structuralism, deconstruction and theories of life, cybernetics, information science, theories of communication and political philosophy. By looking at well-known texts through the prism of transparency, he develops original reinterpretations of notorious turning points in the history of twentieth-century French thought, including the rift between Sartre and Merleau-Ponty, Lacan’s seminar, the quarrel between Derrida and Foucault over the correct understanding of Descartes’s cogito, and Althusser’s essay on ideological state apparatuses. In addition to revisiting a number of classical texts, Geroulanos has scoured more than thirty journals and twenty archival collections. This extensive source work underpins, to name but a few examples, his elucidation of Canguilhem’s early epistemological writings and his appraisal of Alfred Métraux’s critique of racism at UNESCO and anthropological debates with Lévi-Strauss, Leiris or Marcel Griaule, but also his engagement, in chapter 9, with the postwar discourse among public-health specialists and psychologists about “inadaptés” adolescents, which is greatly enriched by Geroulanos’s use of the French National Archives.
Transparency in Postwar France is part of a remarkable series of publications on modern French intellectual history by US academics (Julian Bourg, Ethan Kleinberg, Samuel Moyn, Knox Peden, Camille Robcis, Judith Surkis and others). The very existence of this body of research is also a painful reminder of the relative decline the history of ideas has experienced in France during the last decades, although it should be added that a number of meritorious works, produced more often by philosophers than by historians, have kept this tradition alive. Even so, the history of the atrophying of intellectual history in a country supposedly fascinated with ideas remains to be written. Geroulanos’s enterprise also echoes, more than a quarter of a century after it first appeared, Martin Jay’s magisterial analysis of the role played by the critique of vision and of ocularcentrism in twentieth-century thought (Downcast Eyes: The Denigration of Vision in Twentieth-Century French Thought, 1993). However, the critique of transparency exceeds the critique of vision and the visible, throwing up broader epistemological, ethical, and anthropological challenges. Moreover, Geroulanos probes not just an isolated and “self-sufficient” category, but a theoretical nexus organized around a concept. His argument does not proceed in linear fashion to chart the rise of a philosophical idea, but takes detours to do justice to the fragmented nature of the subject-matter (389–90n24).
The Strengths of Weak Concepts
The method powering Transparency in Postwar France is remarkable in its own right and deserves comment. Geroulanos presents his approach as an alternative to the contextualist history of ideas practiced by the Cambridge School as well as a certain sociology of intellectual life, but also to the critical genealogy inspired to a greater or lesser degree by Foucault and to the Begriffsgeschichte of German provenance. His is a “semiotic history” (21) that fastens not so much on the meaning, but on the “uses” of a concept by uncovering its various facets. He pursues this endeavor in three distinct directions: first, Geroulanos extends the French tradition of “historical epistemology” to include nonscientific concepts; second, he proposes a “critical history of the present” that grounds and fortifies the current critique of transparency by pointing to its largely forgotten historical predecessors; third, the history of transparency during the French trente glorieuses—the three postwar decades of rapid economic growth—unfolds as the history of a conceptual network rather than of a single idea.
Geroulanos’s method departs from Koselleck’s and his disciples’ program through its rigorous and deliberate focus on minor concepts and ideas that do not usually enjoy the limelight of intellectual discourse. These categories, he writes, should be seen as valuable links between commonly used and better-known concepts of established historical pedigree (such as “norm”) which, precisely because of their seeming self-evidence, do not grant the same privileged access to a “period’s self-understanding” (25). Nor does the study of these major concepts necessarily facilitate the identification of the historical cesura on which Geroulanos insists: the clear-cut, yet multifaceted break with a centuries-long idealist tradition which had turned the transparency of the self, of the world, and of others into the metaphysical presupposition of theories of knowledge, ethics, and political philosophy. Minor concepts, on the other hand, and the place they occupy within a theoretical system, can be precious guides to the zeitgeist of a given period. To this synchronic descriptive virtue should be added their diachronic quality as indicators of disruptive “conceptual events.” In Geroulanos’s case, attending to a minor concept also alerts the reader to a previously neglected aspect of the exception française: the critique of transparency does not seem to animate other national intellectual traditions in the same way. In this respect, the comparison with Germany, where the impetus of much postwar critical theory and democratic thought—Habermas immediately comes to mind—could on the contrary be said to center on the need for transparency, is particularly instructive.
The Constitution and Uses of a Corpus of Texts
It is not hard to anticipate possible objections to the forceful methodological strategy devised and implemented by Geroulanos. Some readers might question the coherence of the materials assembled in Transparency in Postwar France. It is not always clear—or should I say transparent?—how some of the chapters—for instance the one scrutinizing the idea of maladjustment in criminology, public health, and psychology, or the admittedly brilliant dissection of Derrida’s engagement with cybernetic theory—relate to the overall theme of transparency. When Geroulanos delves into postwar policing, the black markets or the gangster movies of the late 1940s and early 1950s, one might be forgiven for thinking that these chapters are somewhat extraneous or at least too removed from the main argument, so that the reader is left in the dark as to whether they introduce and contextualize information that will be treated at greater length later in the book or are merely meant to corroborate the central claims about transparency in cultural domains other than philosophy.
In any case, the critique of transparency takes various—and more or less explicit—forms throughout the book. In a number of case studies the term is not even mentioned. This suggests that, depending on the sources chosen, a history of the concept of transparency in postwar French thought could have looked very different. It is unfortunate that the author’s criteria for including some disciplines, works, and thinkers, while neglecting others, are not always apparent. The French adepts of a more lexicographically-minded intellectual history (like Jacques Guilhaumou) or of the social history of ideas (Frédérique Matonti, Bernard Pudal, Mathieu Hauchecorne, Arnault Skornicki) might reasonably wonder why the inquiry does not hinge on the history of the word transparency (perhaps also comprising its synonyms and antonyms, its uses and intertextual circulation), rather than—the option preferred by Geroulanos—on the broader spectrum of more general ideas associated with the term. Whatever the respective benefits of a purely lexicographical approach or of a methodological outlook taking into account more than the sole appearances of a word, Transparency in Postwar France would have gained from explicating in more detail the point of departure, the logic of discovery, and the mode of production of the textual corpus that have led to these research results as well as the stumbling blocks encountered on the way.
Geroulanos, to be sure, clearly appreciates just how disparate and different the criticisms of transparency lodged during the three postwar decades were. This variety can nonetheless be broken down into two distinct reactions to the demise of the philosophical systems based on the idea of transparency. Some argued that the transparency of the world, of the self, and of others represented a lost paradise of sorts that could and had to be regained and restored. This is certainly one way of reading the postwar theories of alienation (Merleau-Ponty, Lefebvre, Debord, but probably not Althusser) treated in chapter 10 and the ’68 protests. Others, on the contrary, contended—and this could have been the red thread of a different intellectual history running parallel to the one written by Geroulanos—that alienation should not be conceived of in terms of decline and loss, but as a primordial fact of being and as an immediate given of consciousness and of life in society. What is commonly labelled structuralist and poststructuralist thought arguably belongs, despite its undeniable heterogeneity, to this second camp.
Geroulanos intimates that there are two normative horizons underlying the anti-idealism and critique of humanism against the backdrop of which the discussion of transparency needs to be set. Either French thinkers (like Lévi-Strauss, whose relation to Rousseau is the subject of chapter 16) strove to rebuild the intellectual edifice of the Enlightenment on new foundations, or their acknowledgment of an irreducible opacity drove them towards a skeptical (Lyotard) or even nihilist position.
The Party of Transparency?
In its details and ramifications, Geroulanos’s argument is nothing short of a tour de force. It is of course tempting to enumerate examples that run counter to his account. Is it really true that French postwar thought was resolutely hostile to philosophies of transparency? If it was not, where are the idealists and traditional humanists in Geroulanos’s tableau vivant? One searches in vain for their names, their institutional importance, cues to their ideas or their reactions to the critique of transparency. For example, Geroulanos evokes the planning efforts of French governments as an important aspect of the historical context and as an instance of the postwar state’s will to transparency. He knows full well that the social sciences, at the time undergoing rapid expansion, furnished the planners with considerable intellectual resources. However, not every social scientist subscribed to the epistemological conceptions (examined in chapters 4 and 5) of a Bachelard, Canguilhem or Koyré. In fact, many, if not most, sociologists, psychologists, and economists at the time held more conventional views of science and pursued an empirical and positivist research agenda. For them, the act of knowing and access to the real world and its data emanated from the possibility of transparency.
Geroulanos, a historian, tellingly passes over the work done by historians—with the exception of a few brief passages on Lucien Febvre (75–77). Would it be misguided to view the Annales School of historical writing, which, under the auspices of Braudel, Labrousse, and many others, neared the peak of its influence during this period, as a branch of research in the humanities that displayed a notable faith in the workings of science? It is of course true that for these groundbreaking historians, the object of the social sciences did not preexist their research but had to be painstakingly constructed, in accordance with the precepts of the French school of epistemology. But does this process not amount to an “unveiling” that does not let the opacity of the observable world have the last word? The political and critical role of history during the Algerian War, exemplified by, among others, Pierre Vidal-Naquet’s disclosures about torture and the abuses of state power, similarly gets short shrift in Transparency in Postwar France. Doubts thus remain about the sweeping scope of Geroulanos’s assertion that the period saw a loss of faith in the revelatory powers of science.
Criticism of the Enlightenment and its fantasies of transparency may well have been more reactive than hegemonic—perhaps even a primarily philosophical reaction to the rise of new disciplinary rivals. The overwhelming majority of the authors discussed by Geroulanos were indeed philosophers by training. The unstated, if not carefully disguised, rationale behind their insistence on the constitutive absence of transparency and self-evidence of the world might turn out, at least for some of them, to have been an attempt to vindicate their intellectual authority in the face of the triumphant empirical sciences. In any event, such a hypothesis cannot be rejected outright and is worth exploring.
What Is a Minor Concept?
As stimulating as Geroulanos’s book is, its methodology may not easily lend itself to other historical contexts and intellectual domains. Admittedly, this is a rather speculative reservation. Disinterring minor concepts across various disciplines, cultural spheres, and intellectual contexts, Geroulanos submits, can be a way of reconstructing the spirit of a past era—provided, as has already been pointed out, that these concepts functioned as links between more canonical ideas. If these caveats are heeded, intellectual historians can expect a significant analytical and descriptive return on their methodological investment. In other words, writing the history of the uses of such concepts and of the controversies associated with them should make it possible to convincingly depict an intellectual constellation.
Yet for this methodology to be reproducible, no matter how successfully it has been used in Transparency in Postwar France, a set of criteria for identifying and evaluating the value of a minor concept is necessary. Geroulanos might lay these out in future publications, but so far there is no hint as to how it occurred to him that studying the philosophical critiques of transparency would be a fruitful exercise. Other related concepts (such as “homogeneity,” “purity,” and “trust,” or, from a slightly different point of view, “autonomy” and “information”—major, established keywords of the period) would have made for suitable candidates. Would any of them have yielded comparable results, confirming or invalidating the postwar exception intellectuelle française? Without the tools of lexicometry, how is one even to assess the importance of a minor concept?
These are intractable issues that exceed the bounds of the present review. To be fair, nowhere does Geroulanos make grand prescriptive claims about his own approach. In fact, foisting it upon his colleagues would be contrary to his epistemological sensibility, which not only allows for the relative opacity of historical meanings and contexts, but also proceeds on the basis of tacit and non-codifiable forms of knowledge, in this case an extraordinary familiarity with the sources and an astonishing intellectual intuition. Maybe it would be wrong to demand too much transparency from a researcher who so impressively brings to life past doubts about transparency.
Thanks to Geroulanos, French readers and specialists in modern intellectual history will have a better understanding of the singularity of French thought in the second half of the twentieth century. His book draws numerous original connections between the authors, problems, and works of the postwar decades, giving rise to a new image of intellectual life during the trente glorieuses. Although the theoretical moment unearthed by Geroulanos stands under the aegis of opacity, the conclusion at which this review arrives could not be clearer: Transparency in Postwar France is not only an extraordinarily innovative work, it will become a classic for the history of the period.
Translated from the French by Giovanni Menegalle and Danilo Scholz
2.5.20 |
Response
The Politics and History of Making Visible
Transparency in Postwar France is a brilliant, erudite book, at once wide-ranging in its scope and intricate in its details.
Geroulanos begin the introduction with an epigraph by Foucault, from his essay “The Analytic Philosophy of Politics”: “The role of philosophy is not to discover what is hidden but to render visible precisely what is visible, that is to say to make appear what is so close, so immediate, so intimately linked to us, that as a result we don’t see it” (1). I am curious about a series of implicit interconnections here. First, if the role of philosophy is to render visible that which is so close that we cannot see it, what is the role of historiography, especially the kind of historiography represented by Transparency in Postwar France? In what sense does Geroulanos’s book partake in the same mode of making visible? Second, I wonder about the distinction—or lack thereof—between the imperative of transparency (against which this new postwar generation of thinkers was writing) and the imperative of making visible? While I understand the difference between transparency and visibility (matter that is visible can nonetheless be opaque), I am interested in what could be seen as similar imperatives to disclose or reveal inner workings, to know fully as itself a form of unmasking.
Geroulanos takes up the question of masks and unmasking immediately after the Foucault epigraph, through a discussion of Starobinski’s critique of Jean-Jacques Rousseau’s quest “to render himself transparent and to conceive of a society that returns to the unmediated ‘Nature,’ uncontaminated by human design, that preceded social obfuscation” (2). For Starobinski, this quest was bound to fail because “a modicum of opacity, dissimulation, and masking remain essential to subjectivity” (7). Geroulanos reads Starobinski’s critique, in other words, as marking a break with Rousseau and European philosophy. I am curious, however, about potential continuities anchored in the very separation between the real and the mask concealing it. Does the structure of this critical conversation across the centuries, including Starobinski’s rejection of transparency as an imperative and as a possibility, entail the positing of a fundamental difference, a radical nonidentity, between self and mask? There seems to be a difference between imagining a truth or a reality that remains impossible to access because of the mask, and a notion of subjectivity as a series of “masks,” where the subject and the mask are coextensive or identical, where the mask is the subject, and there is no final distinction between mask and self. One might argue that the very distinction between transparency and masking actually suggests a deeper structure of a shared intellectual-qua-ontological tradition, where the argument between Rousseau and Starobinski, restaged by Geroulanos, is one within a tradition rather than between two traditions. The anthropologist in me can imagine other traditions where even the notion of a mask does not make sense because that is all there is, since there exists no true or real self that can be masked or unmasked.
Continuing in this anthropological vein, I want to turn to Geroulanos’s discussion of postwar anthropology’s denunciation of the discipline as a colonial exercise of Western power. Michel Leiris, for instance, called the ethnographer a “‘collaborator’ of the regime,” his scare quotes “evoking Vichy and offering a direct analogy between the Occupation and colonialism” (103). Through the work of Leiris and other anthropologists—Geroulanos spends the most time on Claude Lévi-Strauss—anthropology “shifted” from “the accumulation of colonial knowledge and . . . the training of officials . . . toward the study of ‘other peoples’ and the celebration of human diversity” (92). Indeed, for Lévi-Strauss, Western humanism, which had failed so miserably in its colonial incarnation, would be reborn through anthropology, “the one science aware of the violence of the West and of the need for ‘the other’ to replace it. . . . Cleansed of its colonial past, anthropology could be identified with the future of humanity—a humanity that this science articulated in terms of cultural difference” (105, 107). Geroulanos is most interested in Lévi-Strauss’s propositions as they relate to transparency; in Race et histoire, for instance, Lévi-Strauss fears the elimination of otherness and the homogenization of the world wherein, Geroulanos writes, “homogenization is isomorphic with transparency” (108). But what are we to make of the claim that anthropology could be “cleansed of its colonial past,” that it could go from being colonialism’s handmaiden to become something else, ostensibly by thinking differently about difference and diversity?
Let’s backtrack a moment. In “Anthropology and the Savage Slot,” Michel-Rolph Trouillot understands anthropology as part of a larger “geography of imagination” and “geography of management” that constitutes the West, in which the Savage—the “native”—comes to serve as evidence in a Western debate about universal humanity and the basis of moral and political order (what Trouillot calls the trilogy of Savage, Utopia, and Universal Order).
That raises, however, the question I posed earlier: if Trouillot is correct that anthropology is part of a broader geography of imagination and management that constitutes the West, what are we to make of Lévi-Strauss’s claim (and is it Geroulanos’s too?) that anthropology can be “cleansed of its colonial past” to become something entirely different? What would be the structural conditions of possibility for this shift? Does decolonization enable this epistemological rupture, or does that take too much at face value the formal end of colonial rule? I ask these questions not to denounce anthropology’s enduring coloniality, but as someone who still grapples with the implications of Trouillot’s longue durée analysis for what anthropology can and cannot do.
Moreover, are there continuities between the old humanism that Lévi-Strauss found so noxious and the “new humanism” he propagated? As Geroulanos writes, through Rousseau, Lévi-Strauss developed an ethics of “identification with the other—‘the other that is most “other,” weakest, humblest’” (270). This ethics opposed any identification “specifically with one’s own kind. One has a chance of forming ethical relationships, not by connecting to the human element, but by being close to ‘nature’ and hence refusing to make oneself the source of identifications” (270). But what is the nature of otherness in this emergence of the self through identification with the other? What is the basis for “one’s own kind”—what are the “kinds” to which Lévi-Strauss gestures?—if otherness is commensurable with the self? It seems to me that otherness here takes shape as commensurable difference rather than incommensurable difference. Put another way, we are talking about kinds of difference rather than differences in kind. So the Amerindian is a double figure, both not-quite-human because he is nature, but also identifiably human because in-identity with the European self. The European, too, is a double figure, both the only human (because he requires identification with the other to become closer to nature) and one of many humans (because identification with the indigenous is possible). All this is to say that there might be something quite old in Lévi-Strauss’s new humanism. And that, of course, raises the question as to continuities between this new/old humanism of Lévi-Strauss, and the recent ontological turn and what seems to be yet another redemption song through the Amerindian other.
In fact, as Geroulanos writes, Derrida critiqued Lévi-Strauss for bringing an eighteenth-century fantasy of natural goodness back into postwar thought, and with it a mystical, heterotopic reversion to sincerity and transparency. Derrida’s critique was a structural one: Lévi-Strauss was part of a deeper logic or structure Derrida called “classic,” one that underpins Western philosophy. In the end, for Derrida, Lévi-Strauss “reconstructed the self-society isomorphism and, with it, the rule of the subject over the world” (281). Derrida’s critique, read alongside Trouillot’s, raises some questions about the nature of Geroulanos’s argument, and in particular his theory of change: what accounts for the epistemic shift he is tracking with regard to transparency? If transparency is such an anchoring imperative for post-Enlightenment thought, can the force of transparency—the way it structures European epistemology, morality, and desire—be so easily overcome by these postwar structuralist and post-structuralist thinkers?
I have other questions about continuity and discontinuity, concept and event. Geroulanos states outright in the introduction that he does not cover histories of gender or decolonization, noting: “The net I should cast to cover these adequately would be too wide, the argument would wear thin; besides, my sense is that the logics of the feminist movement and decolonization cannot be properly synthesized around the figure of transparency” (23). But why wouldn’t transparency figure in the same way in feminist and anticolonial thought? Were not feminist and anticolonial thinkers in conversation with, and writing against, some of the same imperatives of transparency critically interrogated by Lacan, Foucault, Derrida, and other such postwar thinkers? Feminist and anticolonial thought has long seen the hidden, the shadowed, and the opaque as spaces for non-normative flourishing, in part because the colonial project was one of knowing—of making visible and transparent—both the domestic and subjective interior of the colonized subject. Indeed, Geroulanos mentions Edouard Glissant’s notion of the “right to opacity,” but only as an aside. I therefore could not help but wonder how thinking with the critical projects of, say, Glissant, Luce Irigaray, or Aimé Césaire—not as “token ‘representatives’” (23) but as part of a postwar intellectual moment—might have changed the story Geroulanos has told.
But there’s another layer to that question: were not many of the thinkers Geroulanos writes about—Derrida, Foucault, Sartre, Lévi-Strauss—even if they were not engaging directly with feminist and anti-colonial intellectuals (some were, of course), nonetheless living in a political moment defined by decolonization and feminism? And, in this postwar moment that so profoundly shaped their thought—this is, after all, the crux of Geroulanos’s argument about “the relationship between concepts and history” (21)—if these thinkers weren’t engaging explicitly with gender and colonialism in grappling with the question of transparency, if they did not see themselves as influenced by these two movements, what are we to make of their myopia? We have come full circle to the epigraph by Foucault with which Geroulanos begins the book, about the role of philosophy as rendering visible that which is so close, so immediate, so intimately linked to us that we—that they—don’t see it. Is Geroulanos arguing that gender and colonialism were, at times, foundational to postwar thinkers’ grappling with transparency, even if they did not see it? But then why repeat the same occlusion by sidelining those questions in the book?
I want to end by asking about the politics running through Geroulanos’s history of the present, a politics that is sometimes implicit and other times explicit. In the conclusion, he invokes “political leaderships that willfully neglect and embrace financial and technological power, cater to an opaque circulation of information, and pry apart society, particularly at its margins and at the expense of the weakest.” “In this environment,” he continues, “the dismantling of transparency that I have tracked in this book can serve as a differend. . . . After all, justice cannot do its work without committed resistance to these spectacles of power, and sometimes it needs a shadow out of which to eventually arise” (381). I am compelled by this call for shadows. Indeed, queer and feminist theorists have long been suspicious of the demand to disclose, and long appreciated how shadows provide cover from power’s gaze. Yet, in this day and age, the state also seems to do its most insidious work precisely in the shadows: the shadow zones of no-law, of rendition and Guantanamo and domestic detention centers. State power now works through both transparency and shadow. Or perhaps it always has, and what is new is that its shadow work feels wrong to us, because of own our moral investment in transparency. I suppose what I am asking is whether this intellectual history of the present is also the social history of an epistemic shift such that its readership must work against itself in its practice of reading. In other words, are we not all in some way interpellated by the ideology of transparency?
This essay is a loosely revised version of discussion comments for a forum with the author at Stanford University’s French Culture Workshop on October 19, 2017. I am grateful to Dan Edelstein for the invitation.↩
Michel-Rolph Trouillot, Global Transformations: Anthropology and the Modern World (New York: Palgrave MacMillan, 2003).↩
2.12.20 |
Response
Technologies of Transparency
Through a skilful articulation of transparency’s many levels—transparency of self, others, and world—Geroulanos’s book shows us that the rise of this concept in liberal democracies has developed out of epistemological inquiry and Enlightenment aspirations.
Trained in post-structuralist approaches to culture, I have been drawing on Derrida’s “taste for the secret” and Glissant’s “right to opacity” to consider transparency in the contemporary period in general and the ways in which this has manifested in digital technologies and datafication in particular. Finding a book that illuminates connections between different twentieth-century critiques of transparency and argues for an exceptionalist reading of the French context was a gift. It reminded me that there is a whole (counter-)tradition of thinkers who can be enlisted to explain why promises of political transparency and the fanfare that announces the arrival of open government data portals seem hollow; why transparency practices are shot through with the contradictions and aporias of transparency as a concept. This means that such a condition precedes and shapes the ways in which transparency is applied and discussed. The complexities of the concept must be considered alongside any account of how transparency rhetoric is employed for less-than-transparent reasons, or how transparency supports highly ideological configurations of global markets. While the individual thinkers with which Geroulanos engages have different concerns, when brought together in the service of making clear connections between epistemological, personal, intersubjective, and political transparency, they become eminently inspiring for thinking a new politics of visibility in the digital era.
Geroulanos only gestures towards digital technologies. While it is clear that “the cybernetic deployment of digitality extends beyond the computing machine”
There are many digital transparency technologies including, for example, self-quantification apps that track and visualize our body’s vital signs and everyday behaviours, social media platforms that prompt us to reveal what’s on our minds, and open data portals that offer up the raw data of states and organizations for anyone on the right side of the digital divide to see, and so forth. There is nothing new about enlisting communication or calculating technologies to help us achieve openness, whether it be Rousseau’s pen, the printing press, tabulating machines to assist in census information collection, or recording and imaging devices. The appeal of transparency, of course, is that it is supposed to circumvent the distortion inherent in mediation. Like transparency “itself,” any transparency technology must appear invisible—something we see through rather than look at.
But we know that this is a fallacy. We know from Marxists like Adorno and Lefebvre, with whom Geroulanos engages, that transparency’s apparent neutrality is an effect of its ideological form. This is what enables transparency, in relation to political and economic governance, to be harnessed in the service of making structurally inequitable systems operate more efficiently. In practical terms, provisions of open data by governments ostensibly committed to transparency, for example, can reproduce inequalities by advantaging those citizens who already have the cultural, political, and social capital that enables them to engage meaningfully with data and policymakers just as fiscal transparency can simply optimize markets rather than tackle uneven distributions of wealth.
While heeding Geroulanos’s warning that critiques which “identify transparency with neoliberalism . . . fall prey to a magical thinking according to which transparency works everywhere in the same way” (26), it is important to note that transparency can be mobilized in the service of a variety of desires, including neoliberal desires, that cannot always be openly advocated. It therefore gives an apolitical sheen to highly political visions. This is particularly evident in the way in which transparency in the guise of open government data is offered as a democratic good while actually making smaller government and looser regulation possible because it serves as a self-regulatory mechanism in lieu of centralized monitoring and policy-making.
We have also learnt enough about the political economy of data mining—which produces markets in “behavioural futures,” as the main component of what Shoshana Zuboff names “surveillance capitalism”
I want to bring open data, and more specifically, open government data, into this conversation because it is often seen as a universal good—a move towards the commoning of information—enforcing accountability and empowering citizens. When considered alongside the marketization of data captured through the surveillance mechanisms of Silicon Valley, or the securitization of data carried out by the intelligence agencies, it is easy to see why open government data is positioned on the side of progressiveness. And yet, I would argue that open government data contributes to the (anti-)political settlement which we more readily associate with the opaque practices used by surveillance capitalists and intelligence agencies.
Open government data is generally understood as the provision of big and small digital data on the part of government agencies. It is largely celebrated in the mainstream for democratizing knowledge distribution and research, invigorating economies, increasing efficiency, ensuring accountability, and operating as a key element in digital democracy or “democracy 2.0.” The Open Government Partnership currently has sixty-nine participating countries (not all of which, it should be noted, could be described as liberal democracies) at various stages in implementing open government plans. Though its funding was cut in 2010 from $35m to just $8m and its future under Trump is somewhat precarious, the US’s open government data portal, data.gov, is notable in this regard, providing public access to many different datasets produced by government agencies. There are many reasons to applaud transparency measures such as this, especially when compared with closed regimes in which extreme forms of corruption are endemic. Still, this might be a false construction of the issue. For within ostensibly “open” liberal democracies, we must ask which forms of openness take precedence in any particular era, and what kind of subjectivities they promote. Regions wishing to make the move towards more open forms of society and state often look to those dispositifs already in operation elsewhere and thus forms of openness, and the political settlements they compound, travel through what I have elsewhere termed (with plenty of caveats given the contentious nature of the latter word) “transparency imperialism.”
In sharing its datasets with citizens, the state places a call upon us. Althusser’s “Hey, you there!” becomes “Hey, you there! Come closer and watch.”
Watching and seeing through (as well as acquiring and refreshing the technological competence required to do so) become forms of immaterial labour. As Isin and Ruppert recognize, “acts of sharing place unique demands on citizen subjects of cyberspace.”
The act of looking, of being asked to look, is more complicated still, for even while this call to be vigilant is made, the reach widens to draw in unelected mediators: third-party application developers and data visualizers. Data entrepreneurs step into the ideological call to help fulfil the demand to watch, to see (through) the state. The “datapreneurs” happily perform this function—taking the datasets made available by the government on websites like data.gov and turning them into user-friendly interfaces. In doing so, those datapreneurs are also, themselves, responding to a hailing: to help operationalize the new “data economy.” The provision of open government data is fuelled not only by its purported social value, but also its economic value. In fact, in his foreword to “Open Data White Paper: Unleashing the Potential,” presented to the UK parliament in 2012, the Rt. Hon. Francis Maude mentions “demonstrating the value of open governance to economic growth” before “improved citizen engagement and empowerment” when explaining the priorities of the British chairmanship of the Open Data Partnership, which goes under the heading “Transparency Drives Prosperity.”
The data economy is earmarked to stimulate and fuel economies, with some impressive potential figures cited. For example, a report by McKinsey from 2013, estimates that the global market in open data, measured in terms of job creation, profit margins, and efficiency savings, is worth up to $5 trillion a year. The World Bank finishes its own macroeconomic report on the value of open data stating that, “While sources differ in their precise estimates of the economic potential of Open Data, all are agreed that it is potentially very large.”
At once asked to watch the newly transparent state, with all its data organs on display, and to rely on the mediating and translating functions of datapreneurs to do so, our relationship to government is shaped by the market. Neoliberal ideology has long ensured the public acquiescence to and accommodation of the marketization of many aspects of social and political life, from education to health. What is new here is that the market (embodied by third-party datapreneurs) gets to decide the very stakes of the political; and many apps made possible by data.gov and data.gov.uk are concerned with real estate, finding the best school or surgeon, checking food safety statistics, transport information, and weather data.
In summary, if closed data practices like dataveillance curtail political subjectivity by treating the multitude as a dataset, open data practices bequeath responsibility without power to citizens and rely on datapreneurs to determine what data becomes visible and, therefore, the (anti-)political scope of open data. This is why I have been trying to consider, coterminously, what resistance might be offered by a “secrecy of the left” or a “radical transparency.”
Radical transparency, an “openness to openness,” should be a mode of revelation that not only avoids the reinforcement of neoliberal subjects and relations, but understands the mediated nature of, and ascribes alternative cultural values to, data and transparency. It would need to politicize data, transparency, and openness in general—to ask what role revelation should play in democratic representation. This would not necessarily involve a move away from data technologies—neither data as such nor the technological infrastructure that make the storage and circulation of it are ipso facto the problem here. Rather it is the delimitation of their position and role within a network by political, technological and economic protocols with which we can take issue.
According to Alexander Galloway and Eugene Thacker, hypertrophy, “the desire for pushing beyond,” is more politically effective than resistance with the latter’s implicit “desire for stasis or retrograde motion.”
Both a secrecy of the left and a radical transparency require critique, speculation, experimentation, and imagination. Some of the most useful thinkers to draw on are those Geroulanos has brought together in his book.
Works Cited
Althusser, Louis. “Ideology and Ideological State Apparatuses.” In Lenin and Philosophy, and Other Essays, translated by B. Brewster, 127–88. London: New Left, 1971.
Birchall, Clare. “Data.gov-in-a-Box: Delimiting Transparency.” European Journal of Social Theory 18 (2015) 185–202.
Clough, Patricia, et al. “The Datalogical Turn.” In Non-Representational Methodologies: Re-envisaging Research, edited by Phillip Vannini. London: Routledge, 2014.
Franklin, Seb. Control: Digitality as Cultural Logic. Cambridge: MIT Press, 2015.
Galloway, Alexander, and Eugene Thacker. The Exploit: A Theory of Networks. Minneapolis: University of Minnesota Press, 2007.
Garsten, Christina, and Monica Lindh de Montoya. Introduction to Transparency in a New Global Order: Unveiling Organizational Visions, edited by Christina Garsten and Monica Lindh de Montoya. Cheltenham: Elgar, 2008.
Gilbert, Jeremy. Anticapitalism and Culture: Radical Theory and Popular Politics. Oxford: Berg, 2008.
Hardt, Michael, and Antonio Negri. Empire. Cambridge: Harvard University Press, 2000.
———. Multitude: War and Democracy in the Age of Empire. New York: Penguin, 2004.
Isin, Engin, and Evelyn Ruppert. Being Digital Citizens. London: Rowman and Littlefield, 2015.
Maude, Francis. Open Data White Paper: Unleashing the Potential. 2012. https://data.gov.uk/sites/default/files/Open_data_White_Paper.pdf.
Open Data Institute. The Economic Impact of Open Data: What Do We Already Know? November 2, 2015. https://medium.com/@ODIHQ/the-economic-impact-of-open-data-what-do-we-already-know-1a119c1958a0#.t3b53aa8j.
Spivack, Nova. “Post-Privacy World.” Wired, July 2013. http://www.wired.com/insights/2013/07/the-post-privacy-world/.
Stalder, Felix. “The Fight Over Transparency.” Open 22 (2011) 8–22.
World Bank. “Open Data For Economic Growth.” 2014. http://www.worldbank.org/content/dam/Worldbank/document/Open-Data-for-Economic-Growth.pdf.
Zuboff, Shoshana. The Age of Surveillance Capitalism: The Fight for a Human Future at the New Frontier of Power. London: Profile, 2019.
———. “Big Other: Surveillance Capitalism and the Prospects of an Information Civilization.” Journal of Information Technology 30 (2015) 75–89.
Sections of this piece have been previously published as Shareveillance: The Dangers of Openly Sharing and Covertly Collecting Data (Minneapolis: University of Minnesota Press, 2017).↩
Franklin, Control, 47.↩
Zuboff, “Big Other”; and Zuboff, Age of Surveillance Capitalism.↩
Birchall, “Data.gov-in-a-Box: Delimiting Transparency.”↩
Althusser, “Ideology and Ideological State Apparatuses,” 174.↩
Isin and Ruppert, Being Digital Citizens, 88.↩
Maude, Open Data White Paper.↩
World Bank, Open Data For Economic Growth, 20.↩
Open Data Institute, Economic Impact of Open Data.↩
It is important to recognize that this is not the whole story. There are, for example, some potentially revealing apps made possible by freely available data that highlight possible connections between donations and votes (e.g. Greenhouse at http://allaregreen.us).↩
Alexander Galloway and Eugene Thacker, The Exploit: A Theory of Networks (Minnesota: Minnesota University Press, 2007), 98.↩
Galloway and Thacker, The Exploit, 98.↩
This is Felix Stalder’s suggestion in “The Fight over Transparency,” Open 22 (2011) 22.↩
Galloway and Thacker, Exploit, 98–99.↩
2.19.20 |
Response
A Semiotic Approach to the History of Concepts
On January 21, 2009, when US President Barack Obama used the occasion of his inaugural White House memorandum to pledge his administration’s commitment to creating “an unprecedented level of openness in Government,” the elevation of transparency to a preeminent public virtue seemed complete. “Governments should be transparent,” the memorandum intoned, in a normative injunction presumably directed as much at itself as at the others expected to follow its lead; a sentiment that would receive a distinct echo, during the same years, among groups as varied in influence and orientation as the multinational whistleblowing organisation WikiLeaks, the international Pirate Parties movement and the multilateral Open Government Partnership initiative, alongside many others. At this moment, transparency seemed almost a universal ideal and desideratum. But this was not always the case, and nor was it the case everywhere. And one need not return to the early modern political doctrine of raison d’État and its vindication of arcana imperii to find a principled opposition to transparency; as Stefanos Geroulanos’s important new book contends, we need look no further than a competing intellectual tradition specific to the postwar period of the twentieth century.
In Transparency in Postwar France, Geroulanos sets out to demonstrate two distinct but interrelated theses: first, that the concept of transparency, although marginal in itself, played a significant role in shaping a number of key intellectual concerns in France during the years more or less coinciding with the so-called trente glorieuses; and second, that in the dominant image that was constructed of it in this context, the concept was invested with a completely different valence to that which it received in other settings during the same period. With respect to the overwhelming tendency toward greater transparency and openness that has marked most intellectual cultures in modernity, the case of postwar France, Geroulanos suggests, presents a singular anomaly: French thinkers viewed it instead as an object of suspicion, derision and critique. To establish this twin thesis, the book undertakes a curious experiment in intellectual history. It seeks to trace neither the history of a single idea, nor that of an individual concept, but proposes instead to show how a panoply of well-known ideas and concepts, specific to a particular intellectual tradition and language context, appear in a new light when treated as webbed together by a “phantom concept” (21) that manifests itself only through their interplay. The concept of transparency is thus not itself the hero of the history it is understood to constitute; rather, it is revealed only through the dense web of counter-concepts—mask, night, other, complexity, difference, theatricality, ambiguity, heterogeneity, to name but a few—whose refusal of it in fact forms the immediate subject matter of the book. “Semiotic history” is, accordingly, the highly suggestive name that Geroulanos gives to the kind of intellectual history in which he is engaged in this work,
We are, I think, invited to understand “semiotic history” as a specific intervention within the particular historical subfield to which Geroulanos’s study contributes: the history of concepts. Geroulanos receives the term “semiotic” from Clifford Geertz, who uses it to describe the ethnographer’s approach to the interpretation of cultures; but it is important to recognise that he also employs it polemically in contradistinction to the prototypical model of the field—Reinhart Koselleck’s Begriffsgeschichte, whose programmatic essay on this topic he also cites—which defines its practice in terms of “semantic history.” Directly building on Geertz’s well-known suggestion that “man is an animal suspended in webs of significance he himself has spun,”
If “intellectual” is the name Geroulanos gives to those puppeteers—be they philosophers, scientists, anthropologists, psychiatrists, filmmakers (all of whom feature in his book)—who, either by pulling the strings this way or that, by creating new articulations or by dissolving old connections, provide the web with its distinct physiognomy in a given moment, it is nonetheless important to note that the history of concepts for which the web furnishes the model remains irreducible to the delimited perspective of particular individuals. And not only on account of the fact that such intellectuals are themselves as much products of the web as they are actors within it. The semiotic approach in fact strictly precludes it, demanding as it does the existence of a more or less shared, more or less public language (or idiom) that allows the interplay of concepts to be recognised as such. And recognition is the key word here: as Geertz himself stresses, what hinders semiotic analysis is not the incapacity to decipher signs, but the inability to construe them as signs, to recognise them as elements in a larger signifying network.
There are, to my mind, both benefits and risks attached to this approach. And it is here that its point of difference with respect to Begriffsgeschichte begins to become apparent. One of the most problematic aspects of the research program that received its signature expression in the eight volumes of the Geschichtliche Grundbegriffe concerns the status and utility of its elementary unit of study: the “basic concept” (Grundbegriff) itself. Historical semantics, in the sense in which Koselleck intended this phrase, investigates the meaning of concepts, not the meaning of words. For a history of concepts to be methodologically autonomous, it is thus imperative for concepts and words to be clearly distinguished. But this is far more difficult than it might at first appear. For concepts become available for historical analysis solely by means of the words through which they are conveyed. All concepts are thus necessarily attached to words, but the opposite is not true: not all words are automatically attached to concepts. “The concept”, Koselleck thereby concludes, “is connected to a word, but is at the same time more than a word.”
But focusing on individual words in this way poses difficult problems concerning restriction and selection. It is not always the case that concepts can be adequately captured by means of a single word; in certain instances, a constellation of terms, even in the absence of a unifying centre, can instead prove the rule. Moreover, concentrating on individual words carries a certain danger of abstraction, in the sense that it risks isolating them, in too artificial a manner, from the nexus of interrelated terms with which they would have coexisted in a still-living discourse. Potentially even more fraught is the question of selection. In Koselleck’s account, basic concepts are more or less self-selecting, in that they appear so central to a given time period’s social and political vocabulary as to have become indispensable to it. But to privilege a period’s most distinctive concepts is still to exclude other, less obvious ones, which may prove equally worthy of study and indeed yield more far-reaching results; nor in principle, though this was the orientation favoured by the Geschichtliche Grundbegriffe, is there any necessity to restrict the history of concepts solely to the social and political arena. In the final analysis, there is no reason even to limit it solely to the study of verbal expressions, whether spoken or written, and the possibility of integrating its methods with those of iconology (for example) presents a promising avenue for future research.
Geroulanos’s semiotic approach to the history of concepts offers an attractive alternative to both of these issues. On the one hand, as we have already seen, it eschews the analysis of individual concepts and their corresponding registrations in favour of that of the larger conceptual web in which the former would be but single points or knots, themselves eminently variable. In this way, for example, rather than inquiring what transparency is, or indeed whether or not transparency exists, it asks instead: what is the problematic context, each time specific, in which something like transparency becomes an issue? And through which configuration of interrelated concepts is this problematic context instantiated in a given iteration of the web? In so doing—and this would be its second corrective—it challenges Begriffgeschichte’s almost exclusive focus on central concepts, by showing how a concept such as transparency, which might have seemed minor in its own right, in fact performed a constitutive role in shaping the specific conceptual formation under examination. Rather than being clarified through contextualisation, transparency in this perspective becomes itself clarifying of the context in which it figures. It may never attain to the status of a Grundbegriff; it may not register in the various lexica through which a culture inventories its key terms (indeed, it may appear marginal even to the specific context in which it is understood to participate); but the analysis of such a minor concept can nonetheless still prove just as revealing of a period’s concerns than other more obvious candidates for investigation.
This is important work. But to speak of a minor concept is not the same thing as speaking of a phantom concept, as Geroulanos implies at one point by apposition. For a phantom concept need not itself be registered lexically alongside the other points or knots in the conceptual web it is understood to coordinate; it need only be evoked by them. And this is a troubling feature of Geroulanos’s account, to the extent that transparency is more often than not attested only negatively as the implicit target of a highly variegated critique. It is one thing to argue, as Geroulanos does, that “because transparency is tied to other concepts, it is reflected or expressed together with them, in moments of social and cultural tension,” but it is another thing again to posit reflexively that “it, in turn, expresses, relays, short circuits these tensions” (26), since the former in fact provides no evidential basis for the latter. In this case, the contrast with respect to Begriffsgeschichte, which the author himself is keen to emphasise (see 388n56), poses certain problems for his intervention.
Begriffsgeschichte is in the first instance a historical-philological method that emerges out of source criticism. In this mode—analogous, up to a certain point, with the Cambridge School of intellectual history—it aims at a historical clarification of past conceptual usage which avoids the two major pitfalls of the history of ideas tradition that Koselleck saw exemplified in the influential writings of Friedrich Meinecke: on the one hand, the careless transfer of expressions specific to the present to the past; and on the other, the naïve treatment of ideas as constants assuming different historical forms but themselves perennial and unchanging. Through increased methodological precision, it makes available a form of synchronic analysis that is attentive both to the specificity of language usage and to the particular circumstances in which it is used.
A semiotic approach to the history of concepts forecloses the possibility of undertaking this second phase of investigation, which I have suggested constitutes the specific facility of Begriffsgeschichte as a historical subfield.
I do not view this as a problem in itself. The work of canonical figures in the postwar French scene such as Georges Bataille and Jacques Lacan, for example, receive stunning reinterpretations here from the perspective of their refusal of transparency. But it does generate complications for the global argument of the book, to the extent that the latter frames itself as “a critical history of the present.” Geroulanos is absolutely correct to stress that transparency’s “current meaning” is only “the temporary result of a social and theological negotiation rather than the culmination of a long tradition” (26). But while the semiotic approach he adopts in this book delivers compelling and extensive evidence for a competing valuation of the concept, it seems far less suited to demonstrating a corresponding difference (or similarity) in its meaning, as the above quotation would appear to suggest. Indeed, quite the opposite is the case: the success of the book’s argument in fact requires that we presume more or less stability in the concept’s meaning in order to allow its critics in the past effectively to confront its champions in the present. And this is precisely what the semiotic approach appears unable to verify.
“Perhaps a better term for the intellectual history I am attempting,” he writes, “is semiotic history: to pull historically relevant meaning out of the uses of an idea that seemed minor on its own terms yet was meticulously woven into the fabric of postwar life and thought, an idea phrased always in terms of a critique that gained momentum and became emblematic of the period itself” (21–22).↩
Clifford Geertz, “Thick Description: Toward an Interpretive Theory of Culture,” in The Interpretation of Cultures (New York: Basic, 1973), 5.↩
See Geertz, “Thick Description,” 13. The great linguist Émile Benveniste, who proposes a fundamental distinction between the semiotic and the semantic, offers the following clarification: “The semiotic (sign) must be recognised; the semantic (discourse) must be understood.” Émile Benveniste, “Sémiologie de la langue,” in Problèmes de linguistique générale (Paris: Gallimard, 1974), 2:64–65.↩
Reinhart Koselleck, “Begriffsgeschichte and Social History,” in Futures Past: On the Semantics of Historical Time, trans. Keith Tribe (New York: Columbia University Press, 2004), 85.↩
See Reinhart Koselleck, “A Response to Comments on the Geschichtliche Grundbegriffe,” trans. Melvin Richter and Sally E. Robertson, in The Meaning of Historical Terms and Concepts: New Studies on Begriffsgeschichte, ed. Hartmut Lehmann and Melvin Richter (Washington, DC: German Historical Institute, 1996), 64–65.↩
Indeed, certain of Koselleck’s own writings remain pioneering in precisely this regard. See, for example, Reinhart Koselleck, “War Memorials: Identity Formations of the Survivors,” trans. Todd Samual Presner, in The Practice of Conceptual History: Timing History, Spacing Concepts (Stanford: Stanford University Press, 2002), 285–326.↩
See Koselleck, “Begriffsgeschichte and Social History,” 81.↩
Koselleck, “Begriffsgeschichte and Social History,” 82.↩
Koselleck, “Begriffsgeschichte and Social History,” 83.↩
In truth, there is a third aspect of Begriffsgeschichte outlined in Koselleck’s programmatic essay, which pertains to the structural possibilities contained in concepts that may be revealed through the study of their semantic stratification. It is this last aspect that in turn makes Begriffsgeschichte a propaedeutic for a theory concerning what here he calls “the conditions of possible history” (see Koselleck, “Begriffsgeschichte and Social History,” 91); but this dimension is obviously less pertinent in the present context. For commentary, see Stefan-Ludwig Hoffmann, “Koselleck, Arendt, and the Anthropology of Historical Experience,” trans. Tom Lampert, History and Theory 49 (2010) 212–36.↩
Sandrine Baume
Response
Transparency
A French Story of Attraction and Repulsion
Stefanos Geroulanos’s Transparency in Postwar France offers an elaborate and well-informed survey on what we could call a French period of hostility towards transparency lasting from the end of the Second World War to the early 1980s. Geroulanos examines several scholars and public intellectuals to offer a precise picture of French hostility towards transparency which came to be perceived as a “dead weight” (10). Geroulanos’s erudite and unprecedented analysis has great merit and shows how transparency as a requirement in public affairs, scientific considerations, intersubjective relations, and even in the subject’s relation to itself, was inverted into a dated, oppressive promise, slippery and poisonous in the context considered (10).
Among the many issues raised by the book, I would like to select one and devote to it this short note. I have focussed mainly on the later developments in the book, in particular the circumstances under which this period of French hostility towards transparency ended. The conditions by which French scholars or public intellectuals reconciled themselves to the concept of transparency are tackled in the section “1983, the Seventies, and the Revival of Transparency” (370–75). It is a great merit of Geroulanos to have not confined the book to the French suspicion of transparency, but also to have raised the following question: How does one explain, at the end of the 1970s or the beginning of the 1980s, the shift towards a more positive use of the concept of transparency now no longer associated with alienation or totalitarianism in the French context?
In fact, the renewed interest in transparency that took place at the end of the 1970s was not specific to France, but concerned a wider movement in Western countries, where the notion of transparency became paramount. In a recent paper, I have traced the evolution of the use of the word “transparency,” relying on Google Books Ngram Viewer.
Parallel to these, Geroulanos reports “a profound revision of the relationship between administration and citizenry that began in the later 1970s,” which actually exceeded the French context. But what exactly initiated such a movement is still not completely clear. Political scandals, such as Watergate, could be an interesting hypothesis (372). However, political scandals also happened prior to the 1970s. They have accompanied the lifespans of representative governments. Many political scandals tarnished the eighteenth century.
In my view, such fascination with the word transparency results from the multifunctionality of the metaphor of transparency. Transparency lies in the capacity to absorb numerous virtues or aspirations, such as sincerity, clarity, consistency, truthfulness, purity, and efficiency. Simultaneously, transparency should be able to protect us from diverse and multiple problems, such as ignorance, tyranny, arbitrariness, and inefficiency. Having said that, the question of the “timing” remains unsolved, and one of Geroulanos’s numerous virtues is to have raised this puzzling interrogation.
Sandrine Baume, “Publicity and Transparency: The Itinerary of a Subtle Distinction,” in Transparency, Society and Subjectivity: Critical Perspectives, ed. Emmanuel Alloa and Dieter Thomä (Basingstoke: Palgrave Macmillan, 2018), 203–24.↩
Kiera Chapman, Scandal: Gender, Publicity, Politics (1789–1850) (PhD, University College London, 2005).↩
Phillip Schofield, “Political Corruption. A Critique of the First Report of the Nolan Committee,” Current Legal Problems 49.1 (1996) 395–416.↩
Federal Act on Freedom of Information in the Administration (2004, Switzerland): “Art. 1 (Aim and subject matter): This Act seeks to promote transparency with regard to the mandate, organisation and activities of the Administration. To this end, it contributes to informing the public by ensuring access to official documents.”↩
1.22.20 | Stefanos Geroulanos
Reply
Response to Baume
To begin with, I should like to thank the authors who honor and humble me with their essays on Transparency in Postwar France. Each of them catches elements that I sought to bring out in my reading of the brilliant and demanding legacy of postwar French thought; each raises detailed and hard questions that I have trouble responding to. I would rather that readers of this forum would take to these texts (and the book!) rather than read on with my “responses.”
In her essay, Sandrine Baume focuses on the reemergence of transparency in the 1970s and asks about the explanation implicitly offered in the book on the post-1975 reemergence of transparency. Baume correctly notes that the book does not go far enough in answering the question why transparency returned in the 1970s. Emphasizing that the Freedom of Information Act (1966) and other contemporary laws did not speak of transparency per se, she asks:
I obviously have no easy or complete answer to this question; it plagued me as I wrote Transparency in Postwar France and it has continued to do so ever since. As I argue in the book, transparency was all the rage in 2008–2010, when I began writing (15), though I only realized some of this belatedly. Just how ever-present it was in the early years of the Obama and Cameron administrations is only made clearer by its recent political disappearance: it is plainly absent in the political platforms of most Democrats running for president, replaced by alternate catchwords (“ending corruption,” “integrity,” “equal justice,” and “responsibility”) though it is quite openly deployed by Donald Trump as a claim to his own authenticity—consider his Twitter handle. Even Facebook promises it on its every page. At any rate, the ease with which transparency reemerged internationally is indeed somewhat surprising. Two main points.
First, transparency did not simply reemerge in the 1970s alone. It was here-and-there resurgent in politics, philosophy, and science in the Anglo-American world as early as the late 1940s: anticommunist efforts (whether in Popperian “open society” or in the attempt to insist on a liberal self); the prioritization of equality in the advocacy of civil and political rights; the clash of the standardization of bourgeois goods with a consumerist need for originality and authenticity; the broader baby-boomer ideology blending homeownership, liberal education, and personalized activism all participated in a separation of individual from government and a dual establishment of personal privacy efforts with a state that in its ever-growing complexity and power was to be held at arm’s length. Neoliberal politico-economic efforts only strengthened these separations. In Europe elements of what we now call governmental transparency were active also in the establishment of a citizen population and the presentation of social space as being open in an unprecedented fashion. Of course the reality was often quite different, particularly for immigrants, minorities, and activists, but ideologically even the pretenses mattered. (I would add further that by no means would I want to give the impression that British and German thinkers, perhaps most notably Adorno, simply followed under some transparency banner.) In the pretense to an advanced democracy in West Germany, in international circles, and elsewhere as of the 1950s–1960s, the claim arose that responsive government and structurally, even architecturally visible government were one and the same—and fundamentally anticommunist. State violence in the 1970s (in West Germany as in Italy) and already in the 1960s in France (against Algerian demonstrators, for example, in 1961) showed of course the limits of the “public sphere,” the pain suffered by those left out of it. After 1970, in France, the demise in popularity of the Maoist (and, less directly, third-worldist) claims to an active world proletariat that could serve as a true general will, an increasing center-right demand for government responsiveness to social instability, and a more general post-Vietnam and post-Watergate recognition that governments were indeed responsible to their citizens and should not operate in general secrecy all fueled the shift. In the early 1980s, I argued in the book, it was the socialist government in France that, after the end of François Mitterand’s nationalization policies in 1983, and grasping around for a new political language and promise, introduced forms of transparency as governmental responsibility toward the citizenry and the welfare state. Demands for the clarification of past violence—from the Vichy Syndrome in France to the Oedipal rejection of parents and grandparents in Germany—also played a role, as did the European Economic Community’s expectations of international accountability. The subsequent institutionalization of what eventually came to be known as transparency should be attached for the most part to governments of the center and center left that, in the face of liberalizing pressures, argued for transparent government, “smarter” government, etc. Thus the logic that advocated further transparency was elaborated also far more in fits and starts and only really became a reality in the late 1990s and 2000s—that is, after the collapse of the Soviet Union and the financial free-for-all that followed it in Eastern Europe, the confrontation of ideologically hardened conservative parties with far more centrist versions of the left that came into government and had to defend the welfare state on some grounds. By 2008 it was a latest “last utopia” of its own: transparency posited the promise of well-ordered political action and state responsibility and responsiveness.
The “need” thanks to which transparency became internationally visible in the 1970s (though I’m not sure it was quite a social need, as posited by Baume) could be described as a blend of several conceptual shifts: the state’s change (across much of 1970s–80s Europe) away from more traditional, heroic, great-man politics, the decline of revolutionary, liberatory thought, the loss of the proletariat and world proletariat as the object and agent of freedom: all of these aided (or offered up as possible) the utility of showing a government as responsive, open, identifiable, ruling gently over a public sphere of debate and (sometimes) over a welfare state that cared for the citizenry. One thing I tried to do in the book is to draw on the resources of another tradition, from not so long ago, where a breezing rejection of transparency participated in the development of a philosophical and political alternative that remains very relevant today.
When I started this book, I was interested in the way that transparency appeared politically triumphant and appeared to vindicate an entire philosophical tradition: government aimed supposedly at openness, a society without shadowy zones, an idealized Habermasian public sphere. Transparency struck me (and I was hardly original in that regard) as an ideological key. Several years now in the Trump dramatic universe, more since the security-technological alignment of government with social media and other agglomerations and distributors of information, still more since the successive public recognition that privacy was under threat—then that all along it had been an illusion—transparency’s force and danger is mutating. Its pressure on life and social behavior remains unmistakable. Its claim on politics has become both visibly fragile and unmistakably cynical: Where the US president denounces attempts to hold him to account and celebrates laughable, verifiably false “truths” for which his word alone is guarantee, his opponents have trusted in the immense powers of federal agencies as though these had a trustworthy history as agents of truth.